Our client is helping a wealth management firm find a Senior Compliance Advisory Manager to ensure they comply with all relevant laws, regulations, and internal policies. This full-time compliance role is based in Bath 2 days/3 days WFH and offers a favourable salary of up to 75K and benefits.

As a Senior Compliance Advisory Manager, you will guide and support the business units to ensure compliance with applicable rules and regulations and identify and mitigate compliance risks.

In your first few weeks in this Senior compliance role, you can expect to:

• Maintain a regulatory development log and provide business impact assessments and regulatory updates in a timely manner
• Provide guidance and support to business units on compliance matters, including reviewing and approving new products, services, marketing materials and remuneration
• Conduct compliance-themed advisory reviews based on risk assessments and develop strategies to mitigate identified risks.

To apply for this compliance role, you will need experience in financial services in a 2nd line back-office compliance role. You will also require the following:

• A relevant business qualification, e.g., Certified Regulatory Compliance Manager
• Working knowledge of and experience in using the FCA Handbook
• Excellent analytical and problem-solving skills, with the ability to identify and mitigate compliance risks
• Excellent communication and interpersonal skills and the ability to work independently and collaboratively in a busy environment.

You'll be rewarded with an excellent salary and benefits package, including a discretionary bonus each year, 34 days of holiday per calendar year including bank holidays plus the option to purchase or sell up to 5 additional days per year, a wellbeing day to use at your discretion, supported and encouraged professional development, private medical scheme, income protection scheme, life assurance scheme, group contributory pension scheme and interest-free season ticket loans.

To apply for this full-time Senior Compliance Advisory Manager job in Bath, please contact Deerfoot IT Recruitment today. Please refer any friends or colleagues for this role or direct them to our Careers page on our website.

Deerfoot IT Resources Ltd is one of the UK’s leading IT Recruitment Agencies, trusted by many of the UK’s leading employers. Established in 1997, we have over 25 years of experience as IT Recruitment Specialists. We will never send your CV anywhere without your authorisation and only after you have seen the complete details of this opportunity. Deerfoot is acting as an employment agency in relation to this vacancy. Each time Deerfoot sends a CV to a recruiting client, we donate £1 to The Born Free Foundation (1070906). Deerfoot is also climate positive in partnership with Ecology.